Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richa? Claim Your ProfileRicha Talwar is a financial professional with over 10 years of experience in the securities industry. Richa currently works as a Registered Representative at Deutsche Bank Securities Inc. Richa has a strong background in research analysis and has held previous positions at Goldman, Sachs & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richa is licensed in all 50 states and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
05/12/2010 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
04/23/2009 - 05/27/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/09/2008 - 04/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/25/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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