Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richa? Claim Your ProfileRicha Ramakant Misra is a financial advisor with Barclays Capital Inc. located in San Francisco, CA. Richa has been in the industry since 2007. Richa holds a Series 24 and a Series 16 license and has been registered with FINRA since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/25/2017 - Present
Barclays Capital Inc. (SAN FRANCISCO CA)
NY
02/25/2013 - 08/17/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
03/24/2011 - 02/12/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
CT
10/14/2009 - 03/03/2011
RBS SECURITIES INC. (STAMFORD CT)
NY
06/28/2007 - 10/09/2009
ABN AMRO INCORPORATED (NEW YORK NY)
BC
Issued 10/05/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/19/2007
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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