Unclaimed
Riccardo Maria Rainieri is a financial advisor with over 30 years of experience in the industry. Riccardo is currently registered with A.g.p. / Alliance Global Partners. Previously, Riccardo has worked with Morgan Stanley, Citigroup Global Markets Inc., UBS Financial Services Inc., Kidder, Peabody & Co. Incorporated, Smith Barney Inc., Lehman Brothers Inc., Reich & Co., Inc. and Prudential-Bache Securities Inc. Riccardo is a Series 3, 7 and 63 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
08/31/2021 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
06/01/2009 - 05/11/2018
MORGAN STANLEY (NEW YORK NY)
NY
11/02/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/28/1995 - 11/30/2007
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
08/18/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 08/23/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
09/26/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/05/1990 - 09/24/1991
REICH & CO., INC.
NY
06/21/1988 - 03/13/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 08/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1989
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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