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Riccardo Maria Rainieri

A.g.p. / Alliance Global Partners

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About Riccardo Maria Rainieri

Riccardo Maria Rainieri is a financial advisor with over 30 years of experience in the industry. Riccardo is currently registered with A.g.p. / Alliance Global Partners. Previously, Riccardo has worked with Morgan Stanley, Citigroup Global Markets Inc., UBS Financial Services Inc., Kidder, Peabody & Co. Incorporated, Smith Barney Inc., Lehman Brothers Inc., Reich & Co., Inc. and Prudential-Bache Securities Inc. Riccardo is a Series 3, 7 and 63 licensed advisor.

Firm Information

Riccardo Rainieri is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Riccardo Rainieri’s Registration & Firm History

NY

08/31/2021 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

06/01/2009 - 05/11/2018

MORGAN STANLEY (NEW YORK NY)

NY

11/02/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

01/28/1995 - 11/30/2007

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

08/18/1994 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

07/31/1993 - 08/23/1994

SMITH BARNEY INC. (NEW YORK NY)

NY

09/26/1991 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

03/05/1990 - 09/24/1991

REICH & CO., INC.

NY

06/21/1988 - 03/13/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/05/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/1989

Series 3 - National Commodity Futures Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Riccardo Maria Rainieri. Review regulatory record here.
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