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Riccardo Joseph Badolato

Newbridge Securities Corp.

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About Riccardo Joseph Badolato

Riccardo Joseph Badolato is a financial professional with over 30 years of experience in the securities industry. Riccardo is currently registered with Newbridge Securities Corp. in Boca Raton, Florida. Previously, Riccardo has worked for Wedbush Morgan Securities Inc., Brookstreet Securities Corporation, First Union Securities Financial Network, Inc., Nichols, Safina, Lerner & Co. Inc., Gruntal & Co. Incorporated, J.W. Barclay & Co., Inc., and Commonwealth Associates. Riccardo holds a Series 7, Series 24, and Series 63 license, and is registered in 27 states across the country.

Firm Information

Riccardo Badolato is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Riccardo Badolato’s Registration & Firm History

FL

10/29/2007 - Present

Newbridge Securities Corp. (BOCA RATON FL)

FL

06/26/2007 - 10/30/2007

WEDBUSH MORGAN SECURITIES INC. (BOCA RATON FL)

FL

01/10/2002 - 06/27/2007

BROOKSTREET SECURITIES CORPORATION (BOCA RATON FL)

MO

07/21/1997 - 12/31/2001

FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

NY

09/17/1996 - 08/06/1997

NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)

NY

05/13/1992 - 09/26/1996

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NJ

09/09/1991 - 05/12/1992

J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)

NY

03/06/1991 - 07/23/1991

COMMONWEALTH ASSOCIATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/10/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Riccardo Joseph Badolato.
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