Unclaimed
Riccardo Iafrate is a securities professional with experience in the financial industry. Riccardo holds the Series 7TO and SIE licenses. Riccardo is currently registered with Velocity Clearing, LLC and has been with the firm since January 22, 2024. Riccardo's professional focus is in the securities industry and is based out of the New York, NY branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/22/2024 - Present
Velocity Clearing, LLC (New York NY)
BC
Issued 01/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/11/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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