Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Riccardo? Claim Your ProfileRiccardo Cazzoli is a financial professional with over 15 years of experience in the industry. Currently, Riccardo is registered with Lincoln International LLC, where Riccardo has been working since September 2020. Prior to that, Riccardo was with Sawaya Partners Securities, LLC, from February 2012 to September 2020. Riccardo has also held previous roles at Barclays Capital Inc., and Lehman Brothers Inc. Riccardo holds a Series 79TO, Series 63, Series 24, SIE and Series 17 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/23/2020 - Present
Lincoln International LLC (NEW YORK NY)
NY
02/21/2012 - 09/24/2020
SAWAYA PARTNERS SECURITIES, LLC (NEW YORK NY)
NY
09/22/2008 - 09/30/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/06/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2007
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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