Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Sebastian Chance is a financial advisor with over 20 years of experience in the industry. He is currently registered with Intrepid Investment Bankers LLC and has been with the firm since April 2020. Previously, Ricardo worked with KPMG Corporate Finance LLC and Trenwith Securities, LLC. Ricardo holds a Series 7, Series 24, Series 63, and Series 79TO license and is registered in Arizona, California, Colorado, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/14/2020 - Present
Intrepid Investment Bankers LLC (LOS ANGELES CA)
CA
04/21/2006 - 02/19/2020
KPMG CORPORATE FINANCE LLC (IRVINE CA)
MA
07/03/2001 - 03/31/2006
TRENWITH SECURITIES, LLC (BOSTON MA)
CA
02/09/1999 - 07/13/2001
TRENWITH SECURITIES, INCORPORATED (NEWPORT BEACH CA)
BC
Issued 03/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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