Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Tessarotto is a financial advisor with Scotia Capital (usa) Inc. He is currently registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since February 27, 2016. Ricardo holds a Series 63, Series 7, SIE, and Series 79 licenses. He is registered in all 50 states and the District of Columbia. Ricardo previously worked at HSBC Securities (USA) Inc. from February 4, 2016, to August 28, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/22/2020 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
02/04/2016 - 08/28/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 12/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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