Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Rosales is a financial advisor with State Farm Investment Management Corp. Ricardo holds the Series 63, Series 65 and Series 7 licenses, as well as the SIE and Series 6TO certifications. Ricardo has been in the financial industry since 2007. Ricardo is registered to provide investment advice in California. Ricardo also has previous experience working at Wells Fargo Investments, LLC. Ricardo specializes in providing portfolio management services for individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
03/31/2022 - Present
State Farm Investment Management Corp. (Covina CA)
CA
08/30/2007 - 06/10/2008
WELLS FARGO INVESTMENTS, LLC (WEST COVINA CA)
IA
Issued 03/24/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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