Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Rodezno is a registered investment advisor with Janus Henderson Distributors US LLC. Ricardo has been in the financial services industry since 2002. Ricardo holds a Series 63, Series 65, Series 7 and Series 24 licenses. Ricardo is registered in Arizona, California, Colorado, Florida, Hawaii, Louisiana, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/26/2023 - Present
Janus Henderson Distributors US LLC (DENVER CO)
FL
12/23/2020 - 05/23/2023
AMUNDI DISTRIBUTOR US, INC. (MIAMI FL)
FL
12/01/2005 - 09/14/2020
LEGG MASON INVESTOR SERVICES, LLC (MIAMI FL)
MD
02/20/2002 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 11/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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