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Ricardo Rivera

PFS Investments Inc.

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About Ricardo Rivera

Ricardo Rivera is a financial advisor with over 27 years of experience in the industry. Ricardo is currently registered with PFS Investments Inc. Ricardo is a licensed investment advisor in Florida, New Jersey, and New York. Ricardo specializes in providing financial planning and portfolio management for individuals. Ricardo's previous employers include TD Waterhouse Investor Services, Inc., McLaughlin, Piven, Vogel Securities, Inc., and Lew Lieberbaum & Co., Inc.

Firm Information

Ricardo Rivera is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ricardo Rivera’s Registration & Firm History

FL

08/17/2020 - Present

PFS Investments Inc. (LAKELAND FL)

NE

04/11/1995 - 01/07/2002

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

02/03/1995 - 03/28/1995

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)

NY

10/17/1994 - 01/24/1995

LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)

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Licenses & Designations

BC

Issued 01/15/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/30/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/27/2000

Series 24 - General Securities Principal Examination

BC

Issued 11/07/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 08/15/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/01/2020

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ricardo Rivera.
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