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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Ramirez is a financial advisor who has been in the industry since March 2007. Ricardo Ramirez is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in California and Texas. Ricardo Ramirez has previously worked with PRUCO SECURITIES, LLC., CHASE INVESTMENT SERVICES CORP., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY DW INC., and AMERIPRISE FINANCIAL SERVICES, INC.. Ricardo Ramirez holds the Series 66, SIE, Series 31, and Series 7 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKEWOOD CA)
CA
02/08/2012 - 05/11/2012
PRUCO SECURITIES, LLC. (CITY OF INDUSTRY CA)
CA
09/18/2009 - 01/20/2012
CHASE INVESTMENT SERVICES CORP. (LOS ANGELES CA)
CA
11/28/2006 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
03/17/2006 - 10/30/2006
MORGAN STANLEY DW INC. (LONG BEACH CA)
CA
12/16/2005 - 02/07/2006
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
BOTH
Issued 12/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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