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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Santos is a financial advisor with Fisher Investments. Ricardo has been in the financial industry since 2006. Ricardo has worked for several firms prior to joining Fisher Investments, including VOYA FINANCIAL ADVISORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL FINANCIAL CORPORATION, and FIRST INVESTORS CORPORATION. Ricardo is registered with the state of Florida and Texas. Ricardo has specialized in portfolio management, financial planning, and investment company products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
01/22/2025 - Present
Fisher Investments (PLANO TX)
CT
03/07/2012 - 09/12/2019
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
MA
11/05/2010 - 03/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
MA
11/07/2009 - 09/14/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALTHAM MA)
MA
01/12/2009 - 07/15/2009
LPL FINANCIAL CORPORATION (WELLESLEY MA)
CT
08/16/2005 - 07/23/2008
FIRST INVESTORS CORPORATION (E. HARTFORD CT)
BOTH
Issued 04/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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