Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Penfold is a financial professional with Seaport Global Securities LLC. Ricardo has a Series 7TO, Series 63, and SIE license and is registered in 52 states. Ricardo has been in the industry since July 6, 2023 and is based in the Greenwich, Connecticut office of Seaport Global Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
07/07/2023 - Present
Seaport Global Securities LLC (GREENWICH CT)
BC
Issued 07/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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