Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Paranhos Goncalves is a financial professional with over 15 years of experience in the securities industry. Ricardo is currently registered with Safra Securities LLC. Ricardo holds a Series 3, 4, 7, 24, 63, 99, and SIE licenses and has prior experience with Banco Do Brasil Securities LLC. Ricardo is a registered principal and has a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/20/2015 - Present
Safra Securities LLC (NEW YORK NY)
NY
03/03/2005 - 10/10/2008
BANCO DO BRASIL SECURITIES LLC (NEW YORK NY)
BC
Issued 12/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2005
Series 4 - Registered Options Principal Examination
BC
Issued 12/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2015
Series 99 - Operations Professional Examination
BC
Issued 02/08/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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