linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ricardo Noel Ortiz boissen

Mariva Capital Markets, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ricardo? Claim Your Profile

About Ricardo Noel Ortiz boissen

Ricardo Noel Ortiz boissen is a financial professional with extensive experience in the securities industry. Ricardo has been registered with the Financial Industry Regulatory Authority (FINRA) since 2004, and holds a number of licenses and certifications, including Series 7, Series 24, Series 52TO and Series 63. He has held positions at several prominent financial institutions, including Wells Fargo Securities, LLC, Raymond James & Associates, Inc., Wachovia Capital Markets, LLC and Citi International Financial Services LLC. Ricardo is currently a registered representative with Mariva Capital Markets, LLC.

Firm Information

Ricardo Ortiz boissen is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ricardo Ortiz boissen’s Registration & Firm History

FL

09/19/2023 - Present

Mariva Capital Markets, LLC (MIAMI FL)

PR

05/15/2013 - 08/19/2022

CITI INTERNATIONAL FINANCIAL SERVICES LLC (SAN JUAN PR)

FL

06/25/2010 - 02/19/2013

WELLS FARGO SECURITIES, LLC (MIAMI FL)

FL

12/11/2008 - 06/11/2010

RAYMOND JAMES & ASSOCIATES, INC. (BOCA RATON FL)

FL

04/22/2004 - 12/15/2008

WACHOVIA CAPITAL MARKETS, LLC (MIAMI FL)

MO

04/21/2004 - 04/26/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

Not sure if Ricardo Noel Ortiz boissen is right for you?

Licenses & Designations

BC

Issued 06/02/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/26/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ricardo Noel Ortiz boissen. Review regulatory record here.
Not sure if Ricardo Noel Ortiz boissen is right for you?