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Ricardo N. Jones

Mesirow Financial, Inc.

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About Ricardo N. Jones

Ricardo Jones is a financial advisor at Mesirow Financial, Inc. located in HIGHLAND PARK, IL. Ricardo is a Series 63, Series 66 and Series 7 licensed professional. Ricardo has over 15 years of experience in the financial industry. Ricardo previously held positions at J.P. MORGAN SECURITIES LLC, MSI FINANCIAL SERVICES, INC., PFS INVESTMENTS INC. and WELLS FARGO ADVISORS, LLC.

Firm Information

Ricardo Jones is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ricardo Jones’s Registration & Firm History

IL

03/02/2022 - Present

Mesirow Financial, Inc. (HIGHLAND PARK IL)

IL

06/07/2017 - 02/18/2022

J.P. MORGAN SECURITIES LLC (CHICAGO IL)

FL

05/24/2016 - 08/03/2016

MSI FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)

FL

06/03/2010 - 12/31/2010

PFS INVESTMENTS INC. (MIAMI LAKES FL)

FL

10/26/2007 - 04/22/2010

WELLS FARGO ADVISORS, LLC (NORTH MIAMI BEACH FL)

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Licenses & Designations

BC

Issued 11/17/2018

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 12/01/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ricardo N. Jones.
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