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Ricardo Munoz

Calamos Financial Services LLC

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About Ricardo Munoz

Ricardo Munoz is a financial professional with over 19 years of experience in the industry. Ricardo is currently registered with Calamos Financial Services LLC and holds the Series 27, Series 52, Series 53, Series 99TO, and SIE licenses. Ricardo has previously worked at BANC ONE CAPITAL MARKETS, INC. and has a long history of working in the financial industry.

Firm Information

Ricardo Munoz is currently registered with Calamos Financial Services LLC. Calamos Financial Services LLC is a Limited Liability Company formed on September 15, 2004. The firm is registered in 53 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ricardo Munoz’s Registration & Firm History

IL

04/07/2005 - Present

Calamos Financial Services LLC (NAPERVILLE IL)

IL

04/14/2003 - 03/19/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/16/2004

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/09/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 04/11/2003

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ricardo Munoz.
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