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Ricardo Mervyn Hernandez

Bankers Life Securities, Inc.

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About Ricardo Mervyn Hernandez

Ricardo Hernandez is a financial professional with over 15 years of experience in the financial services industry. Ricardo holds Series 6, Series 63, and SIE licenses. Ricardo is currently registered with Bankers Life Securities, Inc. and is located in Rosedale, NY. Previously, Ricardo was registered with Allstate Financial Services, LLC and Citigroup Global Markets Inc. and CitiCorp Investment Services.

Firm Information

Ricardo Hernandez is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ricardo Hernandez’s Registration & Firm History

NY

03/14/2022 - Present

Bankers Life Securities, Inc. (Rosedale NY)

NY

08/06/2013 - 04/02/2018

ALLSTATE FINANCIAL SERVICES, LLC (UNIONDALE NY)

NY

05/29/2007 - 11/19/2012

CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)

NY

07/16/2003 - 05/29/2007

CITICORP INVESTMENT SERVICES (BROOKLYN NY)

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Licenses & Designations

BC

Issued 12/22/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ricardo Mervyn Hernandez. Review regulatory record here.
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