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Ricardo M Campoy

Capstone Partners

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About Ricardo M Campoy

Ricardo Campoy is a financial advisor with Capstone Partners. Ricardo is a registered representative with the Securities Industry Essentials (SIE), Series 7, Series 79, and Series 63 examinations. Ricardo joined Capstone Partners in 2018 and has over 20 years of experience in the financial industry. Before Capstone Partners, Ricardo worked at Headwaters BD, LLC, McFarland Dewey Securities Co., L.P., ING Barings LLC, ING Barings (U.S.) Securities, Inc., and ING (U.S.) Capital Securities, Inc. Ricardo is licensed to provide investment advice in Colorado.

Firm Information

Ricardo Campoy is currently registered with Capstone Partners. Capstone Partners is a Limited Liability Company formed on April 8, 2004. The firm is registered with the SEC and in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Louisiana, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ricardo Campoy’s Registration & Firm History

MA

05/09/2018 - Present

Capstone Partners (BOSTON MA)

CO

02/17/2011 - 11/04/2018

HEADWATERS BD, LLC (DENVER CO)

NY

04/18/2000 - 10/15/2004

MCFARLAND DEWEY SECURITIES CO., L.P. (NEW YORK NY)

NY

07/01/1998 - 09/29/1999

ING BARINGS LLC (NEW YORK NY)

NY

11/05/1997 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NY

12/23/1996 - 11/06/1997

ING (U.S.) CAPITAL SECURITIES, INC. (NEW YORK NY)

NY

11/06/1995 - 11/12/1996

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

NA

05/01/1995 - 11/06/1995

INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION

NY

01/03/1995 - 04/03/1995

SBC CAPITAL MARKETS, INC. (NEW YORK NY)

NY

01/27/1994 - 01/03/1995

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/26/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ricardo M Campoy. Review regulatory record here.
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