Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Latta is a financial advisor who has been in the industry since 1986. He is currently registered with Kovack Advisors, Inc. and has been with the firm since August 2006. Ricardo has extensive experience in the financial services industry and holds a Series 7, 24, 63, 66 and SIE license. He has worked for several prominent firms over the years including Wachovia Securities, LLC, Prudential Securities Incorporated, Paine Webber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Shearson Lehman Hutton Inc. Ricardo specializes in Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/26/2022 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
MO
07/01/2003 - 02/28/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/08/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/14/1994 - 11/16/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/26/1990 - 02/10/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/05/1989 - 07/11/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/23/1986 - 01/05/1989
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 10/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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