Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Juan Harten is an investment advisor representative with Morgan Stanley. Ricardo has been working in the financial services industry since January 2006 and has been registered with Morgan Stanley since March 2021. Ricardo has a Series 7, Series 66, and SIE license and is registered with the states of Delaware, Florida, and New York. Prior to joining Morgan Stanley, Ricardo worked at Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., UBS International Inc., and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
03/08/2021 - Present
Morgan Stanley (Coral Gables FL)
FL
03/01/2016 - 03/05/2021
WELLS FARGO CLEARING SERVICES, LLC (CORAL GABLES FL)
FL
01/01/2010 - 03/11/2016
UBS FINANCIAL SERVICES INC. (MIAMI FL)
NY
02/21/2008 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
FL
05/29/2007 - 01/10/2008
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
12/07/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
BOTH
Issued 02/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ricardo Harten is the right advisor for you? Invested Better is here to help.
