Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Javier Rivera diaz is an investment advisor representative with State Farm Investment Management Corp. Ricardo has been in the industry for over 7 years and is registered with the state of Texas. Ricardo has passed the Series 63 and Series 65 exams, as well as the Investment Company Products/Variable Contracts Representative Examination and the Securities Industry Essentials Examination. Ricardo is also a licensed insurance agent with State Farm Mutual Automobile Insurance Company and its affiliates. Ricardo has experience in managing investments for individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
11/08/2022 - Present
State Farm Investment Management Corp. (Justin TX)
IA
Issued 10/03/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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