Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo J. Garcia is an Investment Advisor Representative at U.S. Bancorp Investments, Inc.. Ricardo has been in the financial services industry since April 2010, and has been registered with U.S. Bancorp Investments, Inc. since November 2016. Ricardo has a Series 6, Series 7, Series 63, and Series 66 securities licenses. Ricardo holds registrations in several states including California, Idaho, Missouri, Nevada, North Carolina, Ohio, Oregon, Tennessee, Texas, and Wyoming. Ricardo specializes in providing financial advice and investment services to individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
11/07/2016 - Present
U.s. Bancorp Investments, Inc. (Sherman Oaks CA)
CA
10/01/2012 - 11/15/2016
J.P. MORGAN SECURITIES LLC (SHERMAN OAKS CA)
CA
05/27/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SYLMAR CA)
CA
06/01/2009 - 07/15/2009
FIRST INVESTORS CORPORATION (SAN DIEGO CA)
BOTH
Issued 04/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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