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Ricardo Ivan Guerrero

Sentry Equity Services, Inc.

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About Ricardo Ivan Guerrero

Ricardo Guerrero is a financial advisor with over 13 years of experience in the industry. Ricardo has a Series 6, Series 63, and SIE license and is currently registered with Sentry Equity Services, Inc. in Stevens Point, WI. Ricardo has previously worked with firms such as Transamerica Investors Securities Corporation, MML Distributors, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., USAA Financial Advisors, Inc., and NYLIFE Securities LLC. Ricardo holds a Uniform Investment Adviser Law Examination (Series 65) license and has been active in the financial industry since 2009.

Firm Information

Ricardo Guerrero is currently registered with Sentry Equity Services, Inc.. Sentry Equity Services, Inc. is a corporation formed in May 1969, registered in all 50 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ricardo Guerrero’s Registration & Firm History

WI

01/11/2022 - Present

Sentry Equity Services, Inc. (STEVENS POINT WI)

NY

06/13/2019 - 01/03/2022

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

MA

07/14/2015 - 09/05/2018

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

TX

10/01/2012 - 06/12/2015

J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)

TX

11/03/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)

TX

04/19/2010 - 06/04/2010

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

TX

09/03/2007 - 03/17/2010

NYLIFE SECURITIES LLC (EL PASO TX)

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Licenses & Designations

IA

Issued 08/14/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/17/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ricardo Ivan Guerrero.
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