Unclaimed
Ricardo Hubacher Bigi is a financial advisor registered with BNP Paribas Securities Corp. Ricardo has been in the securities industry since 2003. Ricardo has a Series 7, Series 24, Series 63, and Series 79TO license. Ricardo is registered in 52 states and the District of Columbia. Prior to BNP Paribas Securities Corp., Ricardo was registered with ICBC Standard Securities Inc., Credit Suisse Securities (USA) LLC, and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/05/2019 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
07/31/2017 - 05/08/2019
ICBC STANDARD SECURITIES INC. (NEW YORK NY)
NY
05/15/2006 - 05/18/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/22/2002 - 05/02/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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