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Ricardo Golubov

Franklin Distributors, LLC

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About Ricardo Golubov

Ricardo Golubov is a financial advisor currently registered with Franklin Distributors, LLC. Ricardo has been in the industry since March 16, 2005, and has a broad range of experience, having previously worked for Prudential Investment Management Services LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Chase Investment Services Corp., Ladenburg Thalmann & Co. Inc., Broadwall Capital LLC and J.H. Darbie & Co., Inc.. Ricardo holds the following licenses: Series 7, Series 31, Series 63, Series 66 and SIE.

Firm Information

Ricardo Golubov is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ricardo Golubov’s Registration & Firm History

CT

03/19/2015 - Present

Franklin Distributors, LLC (STAMFORD CT)

NJ

07/30/2012 - 03/13/2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

06/01/2009 - 05/16/2012

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

NY

07/15/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

08/14/2007 - 06/11/2008

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

09/22/2006 - 08/16/2007

LADENBURG THALMANN & CO. INC. (NEW YORK NY)

NY

11/24/2004 - 09/25/2006

BROADWALL CAPITAL LLC (NEW YORK NY)

NY

11/24/2004 - 12/03/2004

J.H. DARBIE & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/31/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/16/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 11/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ricardo Golubov. Review regulatory record here.
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