Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Flores is a financial advisor with Wells Fargo Clearing Services, LLC, and has been in the industry for over 16 years. Ricardo is registered with the Securities and Exchange Commission (SEC) and holds FINRA licenses. Ricardo holds Series 63, Series 66, Series 7, and SIE licenses. He also holds investment advisor licenses in several states including Texas, Florida, New York, and Georgia. Ricardo has experience in providing financial advice to individuals, businesses, and institutions. He provides a range of financial services including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/22/2024 - Present
Wells Fargo Clearing Services, LLC (NORTH MIAMI FL)
FL
09/03/2007 - 12/07/2007
GUNNALLEN FINANCIAL, INC (BOCA RATON FL)
BOTH
Issued 03/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ricardo Flores is the right advisor for you? Invested Better is here to help.
