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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Fontana Guimaraes is a financial advisor with Morgan Stanley. Ricardo has been in the financial industry since November 13, 2007. Before joining Morgan Stanley, Ricardo worked at UBS Financial Services Inc., UBS International Inc., and Wells Fargo Clearing Services, LLC. Ricardo has a Series 66, Series 7, and SIE license. Ricardo holds registrations in 26 states and the District of Columbia. Ricardo has a 3% ownership in Genesisagro S.A., an investment-related company in Sao Paulo, Brazil.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
11/03/2022 - Present
Morgan Stanley (Miami FL)
FL
10/13/2015 - 03/16/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
01/01/2010 - 10/23/2015
UBS FINANCIAL SERVICES INC. (MIAMI FL)
NY
11/14/2007 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
BOTH
Issued 12/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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