Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Flores is a financial advisor with LPL Financial LLC. Ricardo has been in the financial services industry since August 20, 2019 and holds the Series 7TO, Series 63, and Series 65 licenses, as well as the Series 9, Series 10, and Series 24 licenses. Ricardo is registered to offer investment advice in 54 states and jurisdictions, including California, and is an active member of the broker-dealer community. Ricardo specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/23/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
BC
Issued 06/03/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/29/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/09/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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