Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Sempertegui is a financial professional with over 12 years of experience in the industry. Ricardo is currently registered with State Farm Investment Management Corp. Ricardo is also a Chartered Financial Consultant. Ricardo has held previous positions with STATE FARM VP MANAGEMENT CORP. in both Bloomington, Illinois and Denton, Texas. Ricardo is registered with the state of Texas as both a securities agent and an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
08/05/2022 - Present
State Farm Investment Management Corp. (Denton TX)
IL
03/26/2014 - 10/23/2014
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
TX
07/28/2009 - 10/23/2012
STATE FARM VP MANAGEMENT CORP. (DENTON TX)
BC
Issued 06/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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