Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Esteban Pertierra is a financial advisor at Brokers International Financial Services, LLC. Ricardo has been in the financial services industry for over 20 years. Ricardo's career began with Signator Investors, Inc. in 1999 and has since held positions at several other firms, including Newport Coast Securities, Inc. and SICOR Securities Inc. Ricardo has a strong background in investments and financial planning. Ricardo holds a Series 66 license and a Uniform Investment Adviser Law Examination license. Ricardo is also a registered representative with FINRA and the state of Florida. Ricardo works with individual clients, charitable organizations, corporations, and other businesses. Ricardo specializes in retirement planning, college savings, and investment management. Ricardo is committed to providing clients with personalized financial advice and guidance. Ricardo's goal is to help clients achieve their financial goals and dreams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
07/14/2020 - Present
Brokers International Financial Services, LLC (URBANDALE IA)
FL
10/17/2012 - 08/26/2016
NEWPORT COAST SECURITIES, INC. (MIAMI BEACH FL)
FL
01/18/2010 - 08/31/2012
SICOR SECURITIES INC (MIAMI BEACH FL)
FL
04/16/2008 - 02/12/2009
H. BECK, INC. (MIAMI FL)
FL
01/07/1999 - 02/05/2007
SIGNATOR INVESTORS, INC. (MIAMI FL)
IA
Issued 06/25/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/01/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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