Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Velez is a financial advisor who is registered with Finalis Securities LLC in New York, NY. Ricardo holds the Series 63, SIE, and Series 79 licenses and has been in the industry since 2017. Ricardo was previously registered with Rainmaker Securities, LLC, Forge Markets LLC and Scenic Advisement.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/21/2023 - Present
Finalis Securities LLC (New York NY)
FL
01/14/2021 - 12/22/2022
RAINMAKER SECURITIES, LLC (CORAL GABLES FL)
CA
09/27/2019 - 11/06/2019
FORGE MARKETS LLC (San Francisco CA)
CA
08/03/2017 - 10/24/2018
SCENIC ADVISEMENT (SAN FRANCISCO CA)
BC
Issued 12/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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