Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Higuchi is a financial advisor with Citigroup Global Markets Inc., working in the La Canada Flintridge, CA office. Ricardo has been in the industry since 1996 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Ricardo holds licenses to conduct business in several states, including California, Nevada, New York, and others. Ricardo has experience in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/12/2008 - Present
Citigroup Global Markets Inc. (La Canada Flintridge CA)
CA
01/04/2005 - 04/24/2008
WAMU INVESTMENTS, INC. (CALABASAS CA)
CA
07/28/2003 - 09/30/2004
PMB SECURITIES CORP. (NEWPORT BEACH CA)
NY
01/11/2001 - 01/27/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/11/1999 - 11/24/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/27/1998 - 09/22/1998
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
03/08/1995 - 03/11/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/27/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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