Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Eduardo Harmsen is a financial advisor with Blackridge Asset Management, LLC. Ricardo has been in the financial services industry since 1990. He has worked for various financial institutions, including CIBC World Markets Corp., Paine Webber Incorporated, American Express Financial Advisors Inc., IDS Life Insurance Company, Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC, and Cantella & Co., Inc. He has also been registered with the Securities and Exchange Commission (SEC) since 2003. Ricardo is licensed to sell securities in Florida, Georgia, Maryland, North Carolina, and Texas. He holds Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/01/2022 - Present
Blackridge Asset Management, LLC (JUPITER FL)
NC
08/29/2018 - 11/17/2022
CANTELLA & CO., INC. (Pittsboro NC)
NC
11/18/2005 - 09/04/2018
WELLS FARGO CLEARING SERVICES, LLC (CHAPEL HILL NC)
NY
01/03/2003 - 11/21/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/10/1995 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
05/27/1992 - 04/12/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MN
03/20/1990 - 05/29/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/20/1990 - 05/29/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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