Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Dwayne Thomas is a financial advisor with over 30 years of experience in the industry. Ricardo is currently registered with LPL Financial LLC in Metairie, Louisiana. Ricardo is also registered as an investment advisor in California, Georgia, Louisiana, and Texas. Ricardo previously worked for Invest Financial Corporation and InterSecurities, Inc., both in Metairie, Louisiana. Ricardo provides financial planning, portfolio management, and other non-discretionary advisory services to individuals, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
02/14/2018 - Present
LPL Financial LLC (METAIRIE LA)
LA
03/20/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (METAIRIE LA)
LA
04/01/1991 - 03/26/2009
INTERSECURITIES, INC. (METAIRIE LA)
NA
09/07/1984 - 04/01/1991
PW SECURITIES, INC.
IA
Issued 05/24/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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