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Ricardo David Vargas

Empower Financial Services, Inc.

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About Ricardo David Vargas

Ricardo Vargas is a financial professional with Empower Financial Services, Inc.. Ricardo has a Series 7TO, Series 63 and SIE license. He is currently registered in 46 states. Ricardo has been working in the financial industry since June 11, 2023.

Firm Information

Ricardo Vargas is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ricardo Vargas’s Registration & Firm History

MA

06/12/2023 - Present

Empower Financial Services, Inc. (ANDOVER MA)

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Licenses & Designations

BC

Issued 06/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/15/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ricardo David Vargas.
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