Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Chicas is a financial advisor with over 20 years of experience in the financial services industry. Ricardo is currently registered with Tiaa-Cref Individual & Institutional Services, LLC in New York and holds Series 4, 7, 9, 10, 24, 53, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
05/25/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (NEW YORK NY)
NY
06/26/2012 - 09/30/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/21/2005 - 05/23/2012
HSBC SECURITIES (USA) INC. (NEW YORK NY)
IL
03/17/2000 - 10/04/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
06/04/1998 - 07/12/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
09/19/1997 - 02/27/1998
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
NY
06/11/1997 - 09/16/1997
MILLENNIUM SECURITIES CORP. (NEW YORK NY)
IA
Issued 06/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/30/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/27/2002
Series 4 - Registered Options Principal Examination
BC
Issued 08/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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