Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Bruce Lee is a financial advisor with J.p. Morgan Securities LLC. Ricardo has been in the industry since 2002. Ricardo is a registered representative in New Jersey and Texas and holds Series 7, 63 and 66 licenses. Ricardo has previously worked for CHASE INVESTMENT SERVICES CORP., IFMG SECURITIES, INC., S. B. CANTOR & CO., INC., PARK CAPITAL SECURITIES, LLC, GRAYSON FINANCIAL LLC, HORNBLOWER & WEEKS, INC. and WHALE SECURITIES CO., L.P..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
01/16/2025 - Present
J.p. Morgan Securities LLC (HAZLET NJ)
NJ
09/20/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HAZLET NJ)
NY
10/21/2004 - 09/21/2006
IFMG SECURITIES, INC. (FLUSHING NY)
NY
10/24/2002 - 04/17/2003
S. B. CANTOR & CO., INC. (NEW YORK NY)
NY
02/26/2002 - 10/25/2002
PARK CAPITAL SECURITIES, LLC (NEW YORK NY)
NJ
01/30/2002 - 02/25/2002
GRAYSON FINANCIAL LLC (RED BANK NJ)
NJ
02/09/2001 - 01/23/2002
GRAYSON FINANCIAL LLC (RED BANK NJ)
NY
12/04/2000 - 03/06/2001
HORNBLOWER & WEEKS, INC. (NEW YORK NY)
NY
07/05/2000 - 11/22/2000
WHALE SECURITIES CO., L.P. (NEW YORK NY)
BOTH
Issued 12/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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