Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Barquero is a financial professional with over 20 years of experience in the securities industry. Ricardo is currently registered with Maxim Group LLC, and has held previous positions at firms including Murphy & Durieu, UBS Securities LLC and UBS Capital Markets L.P. Ricardo holds a Series 7, Series 55, Series 57TO, and Series 63 licenses. Ricardo is registered with the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/28/2010 - Present
Maxim Group LLC (RED BANK NJ)
NY
05/11/2009 - 04/26/2010
MURPHY & DURIEU (NEW YORK NY)
CT
09/14/2005 - 05/28/2008
UBS SECURITIES LLC (STAMFORD CT)
CT
08/21/1998 - 02/15/2006
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
NJ
06/12/1998 - 08/10/1998
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BC
Issued 08/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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