Unclaimed
Ricardo Cervantes is an investment advisor representative who has been in the industry since 2009. Ricardo is registered with John Hancock Investment Management LLC in Arizona and Massachusetts. Prior to joining John Hancock Investment Management LLC, Ricardo was employed by EDWARD JONES. Ricardo has passed the Series 66, Series 24, Series 57TO, SIE, Series 55 and Series 7 exams. Ricardo's registrations are active.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
11/23/2020 - Present
John Hancock Investment Management LLC (BOSTON MA)
AZ
10/02/2009 - 04/30/2020
EDWARD JONES (TEMPE AZ)
BOTH
Issued 10/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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