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Ricardo Armando Cervantes

John Hancock Investment Management LLC

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About Ricardo Armando Cervantes

Ricardo Cervantes is an investment advisor representative who has been in the industry since 2009. Ricardo is registered with John Hancock Investment Management LLC in Arizona and Massachusetts. Prior to joining John Hancock Investment Management LLC, Ricardo was employed by EDWARD JONES. Ricardo has passed the Series 66, Series 24, Series 57TO, SIE, Series 55 and Series 7 exams. Ricardo's registrations are active.

Firm Information

Ricardo Cervantes is currently registered with John Hancock Investment Management LLC. John Hancock Investment Management LLC is a Boston, MA-based investment advisor with $189,588,843,467 in regulatory assets under management. They advise individuals, investment companies, and proprietary accounts in model portfolios, with a total of 28,802 accounts. They offer portfolio management services and participate in wrap fee programs.
John Hancock Investment Management LLC

200 BERKELEY ST.

BOSTON, MA 02116-5022

$189.59B

Assets Under Management

1

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ricardo Cervantes’s Registration & Firm History

MA

11/23/2020 - Present

John Hancock Investment Management LLC (BOSTON MA)

AZ

10/02/2009 - 04/30/2020

EDWARD JONES (TEMPE AZ)

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Licenses & Designations

BOTH

Issued 10/28/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/17/2024

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/30/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ricardo Armando Cervantes. Review regulatory record here.
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