Unclaimed
Ricardo Vargas is a financial professional with over 10 years of experience in the industry. Ricardo currently works as a registered representative at PFS Investments Inc. Ricardo holds a Series 6, Series 26, Series 63 and SIE licenses. Ricardo also holds state registrations in California, District of Columbia, Florida, Hawaii, Indiana, Maine, Maryland, Massachusetts and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
09/21/2009 - Present
PFS Investments Inc. (VIENNA VA)
BC
Issued 09/26/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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