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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Roberto is a financial advisor registered with Ameriprise Financial Services, LLC. Ricardo has been in the financial services industry since September 2004, working with clients in Texas. Ricardo has a Series 7, Series 63, and Series 66 securities licenses, and is registered as an Investment Advisor Representative in Texas. Ricardo specializes in asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/08/2022 - Present
Ameriprise Financial Services, LLC (Coppell TX)
TX
09/29/2014 - 08/11/2022
LPL FINANCIAL LLC (COPPELL TX)
TX
12/14/2012 - 10/02/2014
PRUCO SECURITIES, LLC. (IRVING TX)
TX
09/09/2004 - 12/07/2012
EDWARD JONES (COPPELL TX)
BOTH
Issued 01/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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