Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Lima is a financial advisor with Concurrent Investment Advisors, LLC, a firm with approximately $1 billion to $10 billion in assets under management. Ricardo has been working in the financial services industry since January 15, 2001. Ricardo is registered as a broker-dealer and investment advisor in Texas. He has been with Concurrent Investment Advisors, LLC since April 25, 2023. Prior to joining Concurrent Investment Advisors, LLC, Ricardo was employed at Raymond James Financial Services, Inc., UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Banc of America Investment Services, Inc., and RBC Dain Rauscher Inc. Ricardo has a variety of licenses and certifications, including the Series 7, 31, and 63 licenses. Ricardo specializes in providing financial planning, pension consulting, and portfolio management for individuals. He is also a registered representative of Concurrent Investment Advisors, LLC. Ricardo provides services to a variety of client types, including high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/25/2023 - Present
Concurrent Investment Advisors, LLC (Dallas TX)
TX
02/15/2019 - 05/17/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
TX
12/06/2011 - 02/26/2019
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
06/01/2009 - 01/05/2012
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
02/20/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
MA
02/03/2004 - 03/02/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/22/1999 - 12/17/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
IA
Issued 06/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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