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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Almaguer is an investment advisor representative with SCF Investment Advisors, Inc., with over 26 years of experience in the financial services industry. Ricardo has served as a Chief Compliance Officer for multiple firms including SCF Investment Advisors. Ricardo has a wide range of experience in providing financial planning and investment advice to a diverse group of clients, including individuals, corporations, and non-profit organizations. Ricardo is registered in 11 states including California, Illinois, Arkansas, Florida, and Texas. Ricardo is also a Registered Principal and holds Series 7, 24, 53, 63, 65, 99, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/23/2008 - Present
SCF Investment Advisors, Inc. (SAN DIEGO CA)
IL
07/30/2004 - 12/06/2007
REGAL SECURITIES, INC. (GLENVIEW IL)
CA
04/08/2005 - 10/23/2007
BURCH & COMPANY, INC (ESCONDIDO CA)
IL
10/12/2000 - 12/31/2001
IAC SECURITIES, INC. (TINLEY PARK IL)
NY
04/27/1998 - 10/01/1999
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
CA
07/13/1995 - 01/13/1997
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
NY
05/11/1995 - 06/27/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
CA
09/27/1994 - 03/30/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 01/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/08/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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