Unclaimed
Ricardo Alfonso Urribarri romero is a registered representative with Interactive Brokers LLC in Fort Lauderdale, Florida. Ricardo has been in the securities industry since 2022. Ricardo holds the Series 63, Series 65 and Series 6TO licenses. Ricardo is currently registered in Florida to offer securities products and services as a broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/26/2023 - Present
Interactive Brokers LLC (Fort Lauderdale FL)
AZ
03/22/2022 - 05/09/2022
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
IA
Issued 07/31/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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