Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Alfonso Pardo is a financial professional with over 20 years of experience in the industry. Ricardo is currently registered with Avantax Investment Services, Inc. Prior to this, Ricardo was associated with MML DISTRIBUTORS, LLC, John Hancock Distributors LLC, Manulife Wood Logan, Inc., and Pruco Securities Corporation. Ricardo holds a Series 6, 7, 63 and 65 licenses, and is currently registered in Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
LA
12/21/2022 - Present
Avantax Investment Services, Inc. (NEW IBERIA LA)
LA
01/02/2015 - 12/31/2020
MML DISTRIBUTORS, LLC (Metairie LA)
MA
01/01/2002 - 08/18/2014
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
07/18/2001 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
NJ
02/04/2000 - 09/11/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 09/23/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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