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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Alberto Gonzalez is a financial advisor with over 35 years of experience in the industry. Ricardo is currently registered with UBS Financial Services Inc. and is a Registered Representative in Florida and Texas. Ricardo has worked with UBS Financial Services Inc. since 2010, but before that, Ricardo worked with UBS INTERNATIONAL INC. for over eight years. Previously, Ricardo held positions at UBS PaineWebber Inc. and PaineWebber Incorporated of Puerto Rico. Ricardo is a Series 3, 7, 9, 10, 24, 52TO, 53, and 63 licensed professional. Ricardo holds a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/01/2010 - Present
UBS Financial Services Inc. (NEW YORK NY)
PR
08/14/2017 - 08/28/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
FL
03/15/2002 - 01/01/2010
UBS INTERNATIONAL INC. (MIAMI FL)
NJ
01/06/1987 - 06/17/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
PR
02/07/1991 - 08/24/1998
PAINEWEBBER INCORPORATED OF PUERTO RICO (HATO REY PR)
NA
05/20/1986 - 12/11/1986
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 07/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/28/2002
Series 24 - General Securities Principal Examination
BC
Issued 12/06/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1999
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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