Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricardo? Claim Your ProfileRicardo Rodriguez is a Registered Representative, licensed in 10 states including Alabama, Arizona, California and more. Ricardo is affiliated with J.p. Morgan Securities LLC and has been in the industry since 2019. Ricardo's registration is currently active and he is a Series 63, Series 6TO, and Series 7TO licensed professional. Ricardo has 25 approved SRO registrations and 10 state registrations. Ricardo's current employer is J.p. Morgan Securities LLC. Ricardo has held previous positions with J.P. MORGAN SECURITIES LLC and JPMorgan Securities, LLC. The firm's main office is in New York and they manage over $50 billion in assets for 262,026 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/30/2024 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/16/2019 - 10/13/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 04/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/08/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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