Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ric? Claim Your ProfileRic Edgmon is a financial advisor at Wells Fargo Clearing Services, LLC. Ric has over 30 years of experience in the financial services industry. Ric has worked at several firms including Citigroup Global Markets Inc., and First Union Securities, Inc.. Ric is registered with the state of Texas as a Registered Representative and Investment Adviser Representative. Ric has a Series 6, 7, 63 and 65. Ric is licensed to offer securities and investment advisory services in Arizona, California, Colorado, Georgia, Maine, Mississippi, New Hampshire, New Mexico, Oregon, Tennessee, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (FORT WORTH TX)
TX
02/13/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (NORTH RICHLAND HILLS TX)
TX
05/29/2007 - 12/18/2007
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
04/03/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (DALLAS TX)
IL
07/06/2005 - 03/16/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
01/13/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MA
10/04/1999 - 12/01/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MO
01/31/1994 - 12/17/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NA
06/07/1993 - 02/04/1994
NATIONSSECURITIES
MA
03/29/1993 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
01/07/1991 - 04/02/1993
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
04/02/1990 - 01/10/1991
NCNB SECURITIES, INC. (BOSTON MA)
NA
07/25/1988 - 04/02/1990
NCNB TEXAS SECURITIES, INC.
IA
Issued 08/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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